Management & Governance

We are currently a Registered Investment Advisor, registered in New Jersey. Our company is privately held and registered as a LLC in the state of Delaware. Our managing partner acts as the firm’s registered investment representative.  Our top investors act as the firm’s board of directors and recommend overall corporate strategic direction to our partners. 

Our clients are required to read the investor protection statement from the New Jersey Bureau of Securities (see link below) before engaging us or signing any written agreement.

http://www.njconsumeraffairs.gov/bos/bosforms/Form-8-Investor-Protection-Form.pdf

Our Firm CRD # is 297072.  We recommend that prospective investors visit the FINRA website (see link below) for additional information on our strategies and risks.

https://www.finra.org/

You may also visit the following SEC adviser link to get more information regarding our latest ADV filings and risks underlying our strategies

https://www.adviserinfo.sec.gov/IAPD/IAPDFirmSummary.aspx?ORG_PK=297072